Related provisions for REC 6A.1.2
1 - 5 of 5 items.
An EEA
market operator has exempt person status
as respects any regulated activity which
is carried on as a part of its business of operating a regulated
market or multilateral trading
facility if the operator made arrangements in the United Kingdom on or before 31 October 2007
to facilitate access to, or use of, that regulated
market or multilateral trading
facility.
The Act prohibits any person from carrying on, or purporting to carry on, regulated activities in the United Kingdom unless that person is an authorised person or an exempt person. If an overseas investment exchange wishes to undertake regulated activities in the United Kingdom, it will need to:2(1) obtain a Part 4A permission2 from the FCA2; 22(2) (in the case of an EEA firm or a Treaty firm) qualify for authorisation under Schedule 3 (EEA Passport Rights) or Schedule 4 (Treaty